Includes index. The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws. Has supplement: Securities regulation : selected statutes, rules, and forms.
- LCC: KF1439
- Dewey Decimal: 346.73/0922
- Language: eng
- Physical Description: xxxiv, 1177 p. ; 26 cm. + teacher's manual.
- Edition Info: (hbk.)
- Law -- Administrative Law -- General
- Law -- Business -- Securities
- Law -- General
- Professional & Technical -- Law -- Administrative Law -- General
- Professional & Technical -- Law -- Business -- Securities
- Securities -- United States -- Cases
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