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Publisher: Aspen Publishers
ISBN10: 0735578052 ISBN13: 9780735578050 DDC: 346.73/0922 LCC: KF1439 Edition: (hbk.)


Includes index. The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws. Has supplement: Securities regulation : selected statutes, rules, and forms.


  • LCC: KF1439
  • Dewey Decimal: 346.73/0922

Book Details

  • Language: eng
  • Physical Description: xxxiv, 1177 p. ; 26 cm. + teacher's manual.
  • Edition Info: (hbk.)


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